| 1 | = |
Program Trade
| [ProgramTrade] | |
| 2 | = |
Index Arbitrage
| [IndexArbitrage] | |
| 3 | = |
Non-Index Arbitrage
| [NonIndexArbitrage] | |
| 4 | = |
Competing Market Maker
| [CompetingMarketMaker] | |
| 5 | = |
Acting as Market Maker or Specialist in the security
| [ActingAsMarketMakerOrSpecialistInSecurity] | |
| 6 | = |
Acting as Market Maker of Specialist in the underlying security of a derivative seucirty
| [ActingAsMarketMakerOrSpecialistInUnderlying] | |
| 7 | = |
Foreign Entity (of foreign government or regulatory jurisdiction)
| [ForeignEntity] | |
| 8 | = |
External Market Participant
| [ExternalMarketParticipant] | |
| 9 | = |
Extneral Inter-connected Market Linkage
| [ExternalInterConnectedMarketLinkage] | |
| A | = |
Riskless Arbitrage
| [RisklessArbitrage] | |
| B | = |
Issuer Holding
| [IssuerHolding] | |
| C | = |
Issue Price Stabilization
| [IssuePriceStabilization] | |
| D | = |
Non-algorithmic
| [NonAlgorithmic] | |
| E | = |
Algorithmic
| [Algorithmic] | |