| 0 | = |
CMTA
| [CMTA] | |
| 1 | = |
Internal transfer or adjustment
| [InternalTransferOrAdjustment] | |
| 2 | = |
External transfer or transfer of account
| [ExternalTransferOrTransferOfAccount] | |
| 3 | = |
Reject for submitting side
| [RejectForSubmittingSide] | |
| 4 | = |
Advisory for contra side
| [AdvisoryForContraSide] | |
| 5 | = |
Offset due to an allocation
| [OffsetDueToAnAllocation] | |
| 6 | = |
Onset dut to an allocation
| [OnsetDueToAnAllocation] | |
| 7 | = |
Differential spread
| [DifferentialSpread] | |
| 8 | = |
Implied spread leg executed against an outright
| [ImpliedSpreadLegExecutedAgainstAnOutright] | |
| 9 | = |
Transaction from exercise
| [TransactionFromExercise] | |
| 10 | = |
Transaction from assignment
| [TransactionFromAssignment] | |
| 11 | = |
ACATS
| [ACATS] | |
| 33 | = |
Off Hours Trade
| [OffHoursTrade] | |
| 34 | = |
On Hours Trade
| [OnHoursTrade] | |
| 35 | = |
OTC Quote
| [OTCQuote] | |
| 36 | = |
Converted SWAP
| [ConvertedSWAP] | |
| — MiFID Values — |
|---|
| 14 | = |
AI (Automated input facility disabled in response to an exchange request.)
| [AI] | |
| 15 | = |
B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.)
| [B] | |
| 16 | = |
K (Transaction using block trade facility.)
| [K] | |
| 17 | = |
LC (Correction submitted more than three days after publication of the original trade report.)
| [LC] | |
| 18 | = |
M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.)
| [M] | |
| 19 | = |
N (Non-protected portfolio transaction or a fully disclosed portfolio transaction)
| [N] | |
| 20 | = |
NM ( i) transaction where Exchange has granted permission for non-publication
ii)IDB is reporting as seller
iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.)
| [NM] | |
| 21 | = |
NR (Non-risk transaction in a SEATS security other than an AIM security)
| [NR] | |
| 22 | = |
P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities)
| [P] | |
| 23 | = |
PA (Protected transaction notification)
| [PA] | |
| 24 | = |
PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system)
| [PC] | |
| 25 | = |
PN (Worked principal notification for a portfolio transaction which includes order book securities)
| [PN] | |
| 26 | = |
R ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction)
(ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or
(iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).)
| [R] | |
| 27 | = |
RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant)
| [RO] | |
| 28 | = |
RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security)
| [RT] | |
| 29 | = |
SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock))
| [SW] | |
| 30 | = |
T (If reporting a single protected transaction)
| [T] | |
| 31 | = |
WN (Worked principal notification for a single order book security)
| [WN] | |
| 32 | = |
WT (Worked principal transaction (other than a portfolio transaction))
| [WT] | |
| 37 | = |
Crossed Trade (X)
| [CrossedTrade] | |
| 38 | = |
Interim Protected Trade (I)
| [InterimProtectedTrade] | |
| 39 | = |
Large in Scale (L)
| [LargeInScale] | |