Institutions, Brokers, Exchanges, and ECNs using FIX

Schwab Capital Market L.P.

111 Pavonia Avenue East, Jersey City NJ 07310

One of the country's largest OTC market makers. Making markets in over 5,000 OTC securities for broker-dealers and institutions. A consistent leader in AutEx share volume for NASDAQ stocks. Automated limit order protection and opportunity for price improvement Serving Schwab's major institutional customers, Services to Institutions (STI) leverages Schwab's enormous retail liquidity and growing research capability for the institutional marketplace. Session Layer Server/Client/Library. C++/JAVA API on Windows,Solaris and Linux. Supports Clustering. Rule based routing.

FIX CompID

SCHB

Connections

300

Live since

1997

FIX versions

2.7, 3.0, 4.0, 4.1, 4.2, 4.3

Pre-Trade

Indication, Event Comm

Trade

Single/Gen Orders

Post-Trade

Allocation

Regions

U.S.

Products

Equities

Applications

Bloomberg Professional Service, Meridian, Moxy, NeoNet Trader

Networks

Bridge Virtual Private Network (VPN), Indigo Trade Routing Services, Internet