Discussion Forums

Regulations   Search  

This forum is to be utilized for any questions related to FIX and how the protocol complies with US Regulations.

|<<Threads 1-10 of 14>>| Show all

Stop Quotation orders
Nevin Patton / fidessa   18 Sep 2012 1:34PM ET

Re: Stop Quotation orders
Manisha Kimmel / Financial Information Forum   18 Sep 2012 1:55PM ET

Cancel or Reject: OATS reporting
John Prewett / Lava Trading (Citi)   7 Sep 2011 6:15PM ET

Re: Cancel or Reject: OATS reporting
Ryan Pierce / CME Group   7 Sep 2011 7:24PM ET

Re: Cancel or Reject: OATS reporting
John Harris / BondMart Technologies, Inc.   8 Sep 2011 9:23AM ET

SEC 13h-1 rule
John Greenan / http://www.alignment-systems.com   24 Aug 2011 9:34AM ET

Re: SEC 13h-1 rule
John Harris / BondMart Technologies, Inc.   25 Aug 2011 2:14PM ET

Re: SEC 13h-1 rule
Manisha Kimmel / Financial Information Forum   25 Aug 2011 5:03PM ET

Need the FIX tag for SEC Short Sale Exemption Reason Code
Jue Wang / Pershing   7 Oct 2010 11:01AM ET

Re: Need the FIX tag for SEC Short Sale Exemption Reason Code
Lisa Taikitsadaporn / Brook Path Partners, Inc.   7 Oct 2010 11:32AM ET

Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
Mahesh Kumaraguru   8 Sep 2010 8:49AM ET

Re: Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
John Harris / BondMart Technologies, Inc.   10 Sep 2010 10:06PM ET

Re: Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
Mahesh Kumaraguru   20 Sep 2010 11:04PM ET

Re: Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
John Harris / BondMart Technologies, Inc.   24 Sep 2010 10:05AM ET

SEC's Big Brother ("Consolidated Audit Trail") Program Would Obviate FPL, FIX
John Harris / BondMart Technologies, Inc.   23 Aug 2010 7:06PM ET

Who is held responsible when a securities trading law is broken due to a software bug
Mahesh Kumaraguru   11 Aug 2010 1:05AM ET

Re: Who is held responsible when a securities trading law is broken due to a software bug
James Crosson / FIX Flyer LLC   11 Aug 2010 8:06AM ET

Consolidated Audit Trail System
Martin Koopman / Aditat   29 Jul 2010 12:49PM ET

LocateBroker for multileg (equity leg)
Joseph Goldberg / Citadel Securities   23 Mar 2010 4:18PM ET

fix value for OSI Series Key
Tom Roedel / Merrill Lynch   23 Jun 2009 12:46PM ET

Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   23 Jun 2009 1:48PM ET

Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   23 Jun 2009 1:54PM ET

Re: fix value for OSI Series Key
Jim Northey / The LaSalle Technology Group   23 Jun 2009 2:09PM ET

Re: fix value for OSI Series Key
Tom Roedel / Merrill Lynch   23 Jun 2009 2:19PM ET

Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   24 Jun 2009 12:09PM ET