Discussion Forums

US Regulations   Search  

This forum is to be utilized for any questions related to FIX and how the protocol complies with US Regulations.

|<<Threads 1-2 of 2>>| Show all

OATS for OTC Equity Securities - Foreign Securities
Raphael Goodman / Jefferies and Co., Inc.   8 Nov 2007 5:00PM ET

Re: OATS for OTC Equity Securities - Foreign Securities
Ryan Pierce / Lehman Brothers   9 Nov 2007 10:14AM ET

RegNMS IOC order
Eric Gottesman / Jefferies Execution Services   16 Jan 2007 6:44PM ET

Re: RegNMS IOC order
Michael O'Conor / Jordan and Jordan   18 Jan 2007 12:57PM ET

Re: RegNMS IOC order
Michael O'Conor / Jordan and Jordan   18 Jan 2007 1:03PM ET