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This forum is to be utilized for any questions related to FIX and how the protocol complies with US Regulations.

|<<Threads 1-13 of 13>>| Show 1-10

Cancel or Reject: OATS reporting
John Prewett / Lava Trading (Citi)   7 Sep 2011 6:15PM ET
Re: Cancel or Reject: OATS reporting
Ryan Pierce / CME Group   7 Sep 2011 7:24PM ET
Re: Cancel or Reject: OATS reporting
John Harris / BondMart Technologies, Inc.   8 Sep 2011 9:23AM ET

SEC 13h-1 rule
John Greenan / http://www.alignment-systems.com   24 Aug 2011 9:34AM ET
Re: SEC 13h-1 rule
John Harris / BondMart Technologies, Inc.   25 Aug 2011 2:14PM ET
Re: SEC 13h-1 rule
Manisha Kimmel / Financial Information Forum   25 Aug 2011 5:03PM ET

Need the FIX tag for SEC Short Sale Exemption Reason Code
Jue Wang / Pershing   7 Oct 2010 11:01AM ET
Re: Need the FIX tag for SEC Short Sale Exemption Reason Code
Lisa Taikitsadaporn / Brook Path Partners, Inc.   7 Oct 2010 11:32AM ET

Re: Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
John Harris / BondMart Technologies, Inc.   10 Sep 2010 10:06PM ET
Re: Why does US SEC's law prohibit using ebay.com or craigslist.org as platform to trade securities ?
John Harris / BondMart Technologies, Inc.   24 Sep 2010 10:05AM ET

SEC's Big Brother ("Consolidated Audit Trail") Program Would Obviate FPL, FIX
John Harris / BondMart Technologies, Inc.   23 Aug 2010 7:06PM ET

Consolidated Audit Trail System
Martin Koopman / Aditat   29 Jul 2010 12:49PM ET

LocateBroker for multileg (equity leg)
Joseph Goldberg / Citadel Securities   23 Mar 2010 4:18PM ET

fix value for OSI Series Key
Tom Roedel / Merrill Lynch   23 Jun 2009 12:46PM ET
Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   23 Jun 2009 1:48PM ET
Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   23 Jun 2009 1:54PM ET
Re: fix value for OSI Series Key
Jim Northey / The LaSalle Technology Group   23 Jun 2009 2:09PM ET
Re: fix value for OSI Series Key
Tom Roedel / Merrill Lynch   23 Jun 2009 2:19PM ET
Re: fix value for OSI Series Key
Greg Malatestinic / Jordan & Jordan   24 Jun 2009 12:09PM ET

Impact of OSI change for strike price
Naresh Kumar / TCS   30 Apr 2009 7:54AM ET
Re: Impact of OSI change for strike price
Greg Malatestinic / Jordan & Jordan   30 Apr 2009 10:14AM ET
Re: Impact of OSI change for strike price
Naresh Kumar / TCS   2 May 2009 2:53AM ET
Re: Impact of OSI change for strike price
Greg Malatestinic / Jordan & Jordan   4 May 2009 11:56AM ET

Fix Message Validator for OSI
Naresh Kumar / TCS   25 Mar 2009 8:24AM ET
Re: Fix Message Validator for OSI
Greg Malatestinic / Jordan & Jordan   25 Mar 2009 4:02PM ET
Re: Fix Message Validator for OSI
Naresh Kumar / TCS   25 Mar 2009 11:58PM ET
Re: Fix Message Validator for OSI
Chad Jenkins / Knight Capital Group   7 Jan 2010 5:42PM ET
Re: Fix Message Validator for OSI
Aditya Khandekar / Merrill Lynch   2 Feb 2010 4:39PM ET
Re: Fix Message Validator for OSI
Greg Malatestinic / Jordan & Jordan   4 Feb 2010 1:11AM ET

OATS for OTC Equity Securities - Foreign Securities
Raphael Goodman / Jefferies and Co., Inc.   8 Nov 2007 5:00PM ET
Re: OATS for OTC Equity Securities - Foreign Securities
Ryan Pierce / Lehman Brothers   9 Nov 2007 10:14AM ET

RegNMS IOC order
Eric Gottesman / Jefferies Execution Services   16 Jan 2007 6:44PM ET
Re: RegNMS IOC order
Michael O'Conor / Jordan and Jordan   18 Jan 2007 12:57PM ET
Re: RegNMS IOC order
Michael O'Conor / Jordan and Jordan   18 Jan 2007 1:03PM ET