| Tag | Field Name | Req'd | Comments | ||
|---|---|---|---|---|---|
| Standard Header | Y | MsgType = AE | |||
| 571 | TradeReportID | Y | Unique identifier for the Trade Capture Report | ||
| 487 | TradeReportTransType | N | Identifies Trade Report message transaction type. | ||
| 568 | TradeRequestID | N | Request ID if the Trade Capture Report is in response to a Trade Capture Report Request | ||
| 150 | ExecType | Y | Type of Execution being reported: Uses subset of ExecType for Trade Capture Reports | ||
| 572 | TradeReportRefID | N | The TradeReportID that is being referenced for some action, such as correction or cancellation | ||
| 17 | ExecID | N | Exchanged assigned Execution ID (Trade Identifier) | ||
| 527 | SecondaryExecID | N | |||
| 378 | ExecRestatementReason | N | Reason for restatement | ||
| 570 | PreviouslyReported | Y | Indicates if the trade capture report was previously reported to the counterparty | ||
| Component block <Instrument> | Y | Insert here the set of "Instrument" (symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" | |||
| Component block <OrderQtyData> | N | Insert here the set of "OrderQtyData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Note: OrderQty field is required unless rejecting or an order ack for a CashOrderQty or PercentOrder. | |||
| 32 | LastQty | Y | Quantity (e.g. shares) bought/sold on this (last) fill. Not required ExecType = Order Status When required, should be "0" for non-fills ("fill" defined as ExecType=Trade) unless noted below. If ExecType=Stopped, represents the quantity stopped/guaranteed/protected for. | ||
| 31 | LastPx | Y | Price of this (last) fill. Not required for ExecType = Order Status Should represent the "all-in" (LastSpotRate + LastForwardPoints) rate for F/X orders. ). When required, should be "0" for non-fills ("fill" defined as ExecType=Trade New) unless noted below. If ExecType=Stopped, represents the price stopped/guaranteed/protected at. | ||
| 194 | LastSpotRate | N | Applicable for F/X orders | ||
| 195 | LastForwardPoints | N | Applicable for F/X orders | ||
| 30 | LastMkt | N | |||
| 75 | TradeDate | Y | Used when reporting other than current day trades. | ||
| 60 | TransactTime | Y | Time the transaction represented by this ExecutionReport occurred | ||
| 63 | SettlmntTyp | N | |||
| 64 | FutSettDate | N | Takes precedence over SettlmntTyp value and conditionally required/omitted for specific SettlmntTyp values. | ||
| 573 | MatchStatus | N | |||
| 574 | MatchType | N | |||
| 552 | NoSides | Y | Number of sides | ||
![]() | 54 | Side | Y | ||
![]() | 37 | OrderID | Y | OrderID is required to be unique for each chain of orders. | |
![]() | 198 | SecondaryOrderID | N | Can be used to provide order id used by exchange or executing system. | |
![]() | 11 | ClOrdID | N | Required for executions against electronically submitted orders which were assigned an ID by the institution or intermediary. Not required for orders manually entered by the broker or fund manager (for CIV orders). | |
![]() | component block <Parties> | N | Insert here the set of "Parties" (firm identification) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Range of values on report: | ||
![]() | 1 | Account | N | Required for executions against electronically submitted orders which were assigned an account by the institution or intermediary | |
![]() | 581 | AccountType | N | Specifies type of account | |
![]() | 81 | ProcessCode | N | Used to specify Step-out trades | |
![]() | 575 | OddLot | N | ||
![]() | 576 | NoClearingInstructions | N | ||
![]() | ![]() | 577 | ClearingInstruction | N | |
![]() | 635 | ClearingFeeIndicator | N | ||
![]() | 578 | TradeInputSource | N | ||
![]() | 579 | TradeInputDevice | N | ||
![]() | 15 | Currency | N | ||
![]() | 376 | ComplianceID | N | ||
![]() | 377 | SolicitedFlag | N | ||
![]() | 528 | OrderCapacity | N | ||
![]() | 529 | OrderRestrictions | N | ||
![]() | 582 | CustOrderCapacity | N | ||
![]() | 483 | TransBkdTime | N | A date and time stamp to indicate when this order was booked. For Equities, this is the time at which an order was received by an Exchange or Marketplace. For CIV, this is the time that a Fund Manager booked an order for execution at the next valuation point. | |
![]() | 336 | TradingSessionID | N | ||
![]() | 625 | TradingSessionSubID | N | ||
![]() | Component block <CommissionData> | N | Insert here the set of "CommissionData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Note: On a fill/partial fill messages, it represents value for that fill/partial fill, on ExecType=Calculated, it represents cumulative value for the order. Monetary commission values are expressed in the currency reflected by the Currency field. | ||
![]() | 381 | GrossTradeAmt | N | ||
![]() | 157 | NumDaysInterest | N | ||
![]() | 230 | ExDate | N | ||
![]() | 158 | AccruedInterestRate | N | ||
![]() | 159 | AccruedInterestAmt | N | ||
![]() | 238 | Concession | N | ||
![]() | 237 | TotalTakedown | N | ||
![]() | 118 | NetMoney | N | Note: On a fill/partial fill messages, it represents value for that fill/partial fill, on ExecType=Calculated, it represents cumulative value for the order. Value expressed in the currency reflected by the Currency field. | |
![]() | 119 | SettlCurrAmt | N | Used to report results of forex accommodation trade | |
![]() | 120 | SettlCurrency | N | Used to report results of forex accommodation trade | |
![]() | 155 | SettlCurrFxRate | N | Foreign exchange rate used to compute SettlCurrAmt from Currency to SettlCurrency | |
![]() | 156 | SettlCurrFxRateCalc | N | Specifies whether the SettlCurrFxRate should be multiplied or divided | |
![]() | 77 | PositionEffect | N | For use in derivatives omnibus accounting | |
![]() | 58 | Text | N | May be used by the executing market to record any execution Details that are particular to that market | |
![]() | 354 | EncodedTextLen | N | Must be set if EncodedText field is specified and must immediately precede it. | |
![]() | 355 | EncodedText | N | Encoded (non-ASCII characters) representation of the Text field in the encoded format specified via the MessageEncoding field. | |
![]() | 442 | MultiLegReportingType | N | Default is a single security if not specified. | |
![]() | 518 | NoContAmts | N | Number of contract details in this message ** Nested Repeating Group follows ** | |
![]() | ![]() | 519 | ContAmtType | N | Must be first field in the repeating group. |
![]() | ![]() | 520 | ContAmtValue | N | |
![]() | ![]() | 521 | ContAmtCurr | N | |
![]() | 136 | NoMiscFees | N | Required if any miscellaneous fees are reported. Indicates number of repeating entries ** Nested Repeating Group follows ** | |
![]() | ![]() | 137 | MiscFeeAmt | N | Required if NoMiscFees > 0 |
![]() | ![]() | 138 | MiscFeeCurr | N | Required if NoMiscFees > 0 |
![]() | ![]() | 139 | MiscFeeType | N | Required if NoMiscFees > 0 |
| Standard Trailer | Y | ||||