Assignment Report

Tag			Field Name	Req'd	Comments
Component Block <Standard Header>				Y	MsgType = AW
833			AsgnRptID	Y	Unique identifier for the Assignment report
832			TotNumAssignmentReports	N	Total Number of Assignment Reports being returned to a firm
912			LastRptRequested	N
Component Block <Parties>				Y	Clearing Organization Clearing Firm Contra Clearing Organization Contra Clearing Firm Position Account
1			Account	N	Customer Account
581			AccountType	Y	Type of account associated with the order (Origin)
Component Block <Instrument>				N	CFI Code – Market Indicator (col 4) used to indicate Market of Assignment
15			Currency	N
555			NoLegs	N	Number of legs that make up the Security
	Component Block <Instrument Leg>			N	Insert here the set of "Instrument Legs" (leg symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Required if NoLegs > 0
711			NoUnderlyings	N	Number of legs that make up the Security
	Component Block <Underlying Instrument>			N	Insert here the set of "Instrument Legs" (leg symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Required if NoLegs > 0
Component Block <Position Qty>				Y	See definition for Position Quantity in the Proposed Component Block section above AS – Assignment Quantity
Component Block <Position Amount Data>				Y	See definition for Position Amount in the Proposed Component Block section above FMTM – Final Mark-to-Market for Assignment
834			ThresholdAmount	N
730			SettlPrice	Y	Settlement Price of Option
731			SettlPriceType	Y	Values = Final, Theoretical
732			UnderlyingSettlPrice	Y	Settlement Price of Underlying
432			ExpireDate	N	Expiration Date of Option
744			AssignmentMethod	Y	Method under which assignment was conducted Values = Random, ProRata
745			AssignmentUnit	N	Quantity Increment used in performing assignment
746			OpenInterest	Y	Open interest that was eligible for assignment
747			ExerciseMethod	Y	Exercise Method used to in performing assignment Values = Automatic, Manual
716			SettlSessID	Y	Settlement Session – EOD or Intraday
717			SettlSessSubID	Y	Settlement Session enumerator
715			ClearingBusinessDate	Y	Business date of assignment
58			Text	N
354			EncodedTextLen	N	Must be set if EncodedText field is specified and must immediately precede it.
355			EncodedText	N	Encoded (non-ASCII characters) representation of the Text field in the encoded format specified via the MessageEncoding field.
Component Block <Standard Trailer>				Y
XML DTD
<!ENTITY % AsgnRptCustom "" > <!ENTITY % AsgnRptContent "AsgnRptID, TotNumAsgnRpts?, LastRptReqed?, Ptys, Acct?, AcctTyp, Instrmt?, Ccy?, InstrmtLegGrp*, UndInstrmtGrp*, PosQty, PosAmtData, ThresholdAmt?, SettlPx, SettlPxTyp, UndSettlPx, ExpireDt?, AsgnMethod, AsgnUnit?, OpenInt, ExrMethod, SettlSessID, SettlSessSubID, ClrngBizDt, Text?, EncTextLen?, EncText? %AsgnRptCustom;" > <!ELEMENT AsgnRpt (%AsgnRptContent;)> <!ATTLIST AsgnRpt FIXMsgType_ENUM CDATA #FIXED "AW" Category CDATA #FIXED "PositionMaintenance" FIXSpecVolume CDATA #FIXED 'Volume5' FullName CDATA #FIXED "AssignmentReport" ComponentType CDATA #FIXED "Message" >