Collateral Assignment

Tag			Field Name	Req'd	Comments
Component Block <Standard Header>				Y	MsgType = AY
902			CollAsgnID	Y	Unique Identifer for collateral assignment
894			CollReqID	N	Identifer of CollReqID to which the Collateral Assignment is in response
895			CollAsgnReason	Y	Reason for collateral assignment
903			CollAsgnTransType	Y	Collateral Transaction Type
907			CollAsgnRefID	N	Collateral assignment to which this transaction refers
60			TransactTime	Y
126			ExpireTime	N	For an Initial assignment, time by which a response is expected
Component Block <Parties>				N
1			Account	N	Customer Account
581			AccountType	N	Type of account associated with the order (Origin)
11			ClOrdID	N	Identifier fo order for which collateral is required
37			OrderID	N	Identifier fo order for which collateral is required
198			SecondaryOrderID	N	Identifier fo order for which collateral is required
526			SecondaryClOrdID	N	Identifier fo order for which collateral is required
124			NoExecs	N	Executions for which collateral is required
	17		ExecID	N	Required if NoExecs > 0
897			NoTrades	N	Trades for which collateral is required
	571		TradeReportID	N	Required if NoTrades > 0
	818		SecondaryTradeReportID	N
Component Block <Instrument>				N	Insert here the set of "Instrument" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
Component Block <Financing Details>				N	Insert here the set of "FinancingDetails" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
64			SettlDate	N
53			Quantity	N
854			QtyType	N
15			Currency	N
555			NoLegs	N	Number of legs that make up the Security
	Component Block <Instrument Leg>			N	Insert here the set of "Instrument Legs" (leg symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Required if NoLegs > 0
711			NoUnderlyings	N	Number of legs that make up the Security
	Component Block <Underlying Instrument>			N	Insert here the set of "Underlying Instrument" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES" Required if NoUnderlyings > 0
	944		CollAction	N	Required if NoUnderlyings > 0 and CollStatus = “Assignment Proposed”, otherwise this field should not be used.
899			MarginExcess	N
900			TotalNetValue	N
901			CashOutstanding	N
Component Block <Trd Reg Timestamps>				N	Insert here the set of "TrdRegTimestamps" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
54			Side	N
136			NoMiscFees	N	Required if any miscellaneous fees are reported. Indicates number of repeating entries ** Nested Repeating Group follows **
	137		MiscFeeAmt	N	Required if NoMiscFees > 0
	138		MiscFeeCurr	N
	139		MiscFeeType	N	Required if NoMiscFees > 0
	891		MiscFeeBasis	N
44			Price	N
423			PriceType	N
159			AccruedInterestAmt	N
920			EndAccruedInterestAmt	N
921			StartCash	N
922			EndCash	N
Component Block <Spread Or Benchmark Curve Data>				N	Insert here the set of "SpreadOrBenchmarkCurveData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
Component Block <Stipulations>				N	Insert here the set of "Stipulations" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
Component Block <Settl Instructions Data>				N	Insert here the set of "SettlInstructionsData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
336			TradingSessionID	N	Trading Session in which trade occurred
625			TradingSessionSubID	N	Trading Session Subid in which trade occurred
716			SettlSessID	N
717			SettlSessSubID	N
715			ClearingBusinessDate	N
58			Text	N
354			EncodedTextLen	N	Must be set if EncodedText field is specified and must immediately precede it.
355			EncodedText	N	Encoded (non-ASCII characters) representation of the Text field in the encoded format specified via the MessageEncoding field.
Component Block <Standard Trailer>				Y
XML DTD
<!ENTITY % CollAsgnCustom "" > <!ENTITY % CollAsgnContent "CollAsgnID, CollReqID?, CollAsgnRsn, CollAsgnTransTyp, CollAsgnRefID?, TransactTm, ExpireTm?, Ptys?, Acct?, AcctTyp?, ClOrdID?, OrdID?, ScndOrdID?, ScndClOrdID?, ExecCollGrp*, TrdCollGrp*, Instrmt?, FinancingDetails?, SettlDt?, Qty?, QtyTyp?, Ccy?, InstrmtLegGrp*, UndInstrmtCollGrp*, MgnExcess?, TotNetValu?, CshOutstanding?, TrdRegTmstamps?, Side?, MiscFeesGrp*, Px?, PxTyp?, AcrdIntAmt?, EndAcrdIntAmt?, StartCsh?, EndCsh?, SpreadOrBnchmkCrvData?, Stips?, SettlInstrctnsData?, TrdgSessID?, TrdgSessSubID?, SettlSessID?, SettlSessSubID?, ClrngBizDt?, Text?, EncTextLen?, EncText? %CollAsgnCustom;" > <!ELEMENT CollAsgn (%CollAsgnContent;)> <!ATTLIST CollAsgn FIXMsgType_ENUM CDATA #FIXED "AY" Category CDATA #FIXED "CollateralManagement" FIXSpecVolume CDATA #FIXED 'Volume5' FullName CDATA #FIXED "CollateralAssignment" ComponentType CDATA #FIXED "Message" >