| Tag | Field Name | Req'd | Comments | ||
|---|---|---|---|---|---|
| Component Block <Standard Header> | Y | MsgType = D
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| 11 | ClOrdID | Y | Unique identifier of the order as assigned by institution or by the intermediary (CIV term, not a hub/service bureau) with closest association with the investor.
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| 526 | SecondaryClOrdID | N |
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| 583 | ClOrdLinkID | N |
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| Component Block <Parties> | N | Insert here the set of "Parties" (firm identification) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 229 | TradeOriginationDate | N |
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| 75 | TradeDate | N |
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| 1 | Account | N |
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| 660 | AcctIDSource | N |
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| 581 | AccountType | N | Type of account associated with the order (Origin)
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| 589 | DayBookingInst | N |
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| 590 | BookingUnit | N |
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| 591 | PreallocMethod | N |
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| 70 | AllocID | N | Used to assign an overall allocation id to the block of preallocations
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| 78 | NoAllocs | N | Number of repeating groups for pre-trade allocation
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79 | AllocAccount | N | Required if NoAllocs > 0. Must be first field in repeating group.
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661 | AllocAcctIDSource | N |
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736 | AllocSettlCurrency | N |
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467 | IndividualAllocID | N |
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Component Block <Nested Parties> | N | Insert here the set of "Nested Parties" (firm identification "nested" within additional repeating group) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
Used for NestedPartyRole=Clearing Firm
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80 | AllocQty | N |
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| 63 | SettlType | N |
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| 64 | SettlDate | N | Takes precedence over SettlType value and conditionally required/omitted for specific SettlType values.
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| 544 | CashMargin | N |
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| 635 | ClearingFeeIndicator | N |
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| 21 | HandlInst | N |
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| 18 | ExecInst | N | Can contain multiple instructions, space delimited. If OrdType=P, exactly one of the following values (ExecInst = L, R, M, P, O, T, W, a, d) must be specified.
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| 110 | MinQty | N |
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| 111 | MaxFloor | N |
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| 100 | ExDestination | N |
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| 386 | NoTradingSessions | N | Specifies the number of repeating TradingSessionIDs
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336 | TradingSessionID | N | Required if NoTradingSessions is > 0.
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625 | TradingSessionSubID | N |
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| 81 | ProcessCode | N | Used to identify soft trades at order entry.
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| Component Block <Instrument> | Y | Insert here the set of "Instrument" (symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| Component Block <Financing Details> | N | Insert here the set of "FinancingDetails" (symbology) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 711 | NoUnderlyings | N | Number of underlyings
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Component Block <Underlying Instrument> | N | Must be provided if Number of underlyings > 0
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| 140 | PrevClosePx | N | Useful for verifying security identification
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| 54 | Side | Y |
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| 114 | LocateReqd | N | Required for short sell orders
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| 60 | TransactTime | Y | Time this order request was initiated/released by the trader, trading system, or intermediary.
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| Component Block <Stipulations> | N | Insert here the set of "Stipulations" (repeating group of Fixed Income stipulations) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 854 | QtyType | N |
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| Component Block <Order Qty Data> | Y | Insert here the set of "OrderQtyData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 40 | OrdType | Y |
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| 423 | PriceType | N |
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| 44 | Price | N | Required for limit OrdTypes. For F/X orders, should be the “all-in” rate (spot rate adjusted for forward points). Can be used to specify a limit price for a pegged order, previously indicated, etc.
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| 99 | StopPx | N | Required for OrdType = “Stop” or OrdType = “Stop limit”.
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| Component Block <Spread Or Benchmark Curve Data> | N | Insert here the set of "SpreadOrBenchmarkCurveData" (Fixed Income spread or benchmark curve) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| Component Block <Yield Data> | N | Insert here the set of "YieldData" (yield-related) fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 15 | Currency | N |
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| 376 | ComplianceID | N |
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| 377 | SolicitedFlag | N |
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| 23 | IOIID | N | Required for Previously Indicated Orders (OrdType=E)
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| 117 | QuoteID | N | Required for Previously Quoted Orders (OrdType=D)
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| 59 | TimeInForce | N | Absence of this field indicates Day order
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| 168 | EffectiveTime | N | Can specify the time at which the order should be considered valid
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| 432 | ExpireDate | N | Conditionally required if TimeInForce = GTD and ExpireTime is not specified.
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| 126 | ExpireTime | N | Conditionally required if TimeInForce = GTD and ExpireDate is not specified.
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| 427 | GTBookingInst | N | States whether executions are booked out or accumulated on a partially filled GT order
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| Component Block <Commission Data> | N | Insert here the set of "CommissionData" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 528 | OrderCapacity | N |
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| 529 | OrderRestrictions | N |
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| 582 | CustOrderCapacity | N |
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| 121 | ForexReq | N | Indicates that broker is requested to execute a Forex accommodation trade in conjunction with the security trade.
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| 120 | SettlCurrency | N | Required if ForexReq = Y.
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| 775 | BookingType | N | Method for booking out this order. Used when notifying a broker that an order to be settled by that broker is to be booked out as an OTC derivative (e.g. CFD or similar). Absence of this field implies regular booking.
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| 58 | Text | N |
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| 354 | EncodedTextLen | N | Must be set if EncodedText field is specified and must immediately precede it.
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| 355 | EncodedText | N | Encoded (non-ASCII characters) representation of the Text field in the encoded format specified via the MessageEncoding field.
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| 193 | SettlDate2 | N | Can be used with OrdType = “Forex - Swap” to specify the “value date” for the future portion of a F/X swap.
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| 192 | OrderQty2 | N | Can be used with OrdType = “Forex - Swap” to specify the order quantity for the future portion of a F/X swap.
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| 640 | Price2 | N | Can be used with OrdType = “Forex - Swap” to specify the price for the future portion of a F/X swap which is also a limit order. For F/X orders, should be the “all-in” rate (spot rate adjusted for forward points).
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| 77 | PositionEffect | N | For use in derivatives omnibus accounting
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| 203 | CoveredOrUncovered | N | For use with derivatives, such as options
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| 210 | MaxShow | N |
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| Component Block <Peg Instructions> | N | Insert here the set of "PegInstruction" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| Component Block <Discretion Instructions> | N | Insert here the set of "DiscretionInstruction" fields defined in "COMMON COMPONENTS OF APPLICATION MESSAGES"
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| 847 | TargetStrategy | N | The target strategy of the order
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| 848 | TargetStrategyParameters | N | For further specification of the TargetStrategy
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| 849 | ParticipationRate | N | Mandatory for a TargetStrategy=Participate order and specifies the target particpation rate.
For other order types optionally specifies a volume limit (i.e. do not be more than this percent of the market volume)
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| 480 | CancellationRights | N | For CIV - Optional
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| 481 | MoneyLaunderingStatus | N |
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| 513 | RegistID | N | Reference to Registration Instructions message for this Order.
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| 494 | Designation | N | Supplementary registration information for this Order
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| Component Block <Standard Trailer> | Y |
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| XML DTD | |||||
| <!ENTITY % NewOrdSingleCustom "" > <!ENTITY % NewOrdSingleContent "ClOrdID, ScndClOrdID?, ClOrdLinkID?, Ptys?, TrdOrigntnDt?, TrdDt?, Acct?, AcctIDSrc?, AcctTyp?, DayBkngInst?, BkngUnit?, PreallocMethod?, AllocID?, PreAllocGrp*, SettlTyp?, SettlDt?, CshMgn?, ClrngFeeInd?, HandlInst?, ExecInst?, MinQty?, MaxFloor?, ExDest?, TrdgSesGrp*, ProcCode?, Instrmt, FinancingDetails?, UndInstrmtGrp*, PrevClsPx?, Side, LocReqd?, TransactTm, Stips?, QtyTyp?, OrdQtyData, OrdTyp, PxTyp?, Px?, StopPx?, SpreadOrBnchmkCrvData?, YldData?, Ccy?, ComplianceID?, SolicitedFlag?, IOIID?, QuotID?, TmInForce?, EfctvTm?, ExpireDt?, ExpireTm?, GTBkngInst?, CommData?, OrdCpcty?, OrdRstctions?, CustOrdCpcty?, ForexReq?, SettlCcy?, BkngTyp?, Text?, EncTextLen?, EncText?, SettlDt2?, OrdQty2?, Px2?, PosEfct?, CoveredOrUncovered?, MaxShow?, PegInstrctns?, DsctnInstrctns?, TgtStrategy?, TgtStrategyParameters?, ParticipationRt?, CxllationRights?, MnyLaunderingStat?, RegistID?, Designation? %NewOrdSingleCustom;" > <!ELEMENT NewOrdSingle (%NewOrdSingleContent;)> <!ATTLIST NewOrdSingle FIXMsgType_ENUM CDATA #FIXED "D" Category CDATA #FIXED "SingleGeneralOrderHandling" FIXSpecVolume CDATA #FIXED 'Volume4' FullName CDATA #FIXED "NewOrderSingle" ComponentType CDATA #FIXED "Message" > | |||||